-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GhonOuHdXEd+2xuqvqc2D8H9xqf95JEm48OCM/LS5Rrdtrye6dOGJhbr/tRn4BtD 2WBwT1E7jwn76ctfCwmPUQ== 0000927016-03-000438.txt : 20030207 0000927016-03-000438.hdr.sgml : 20030207 20030207112132 ACCESSION NUMBER: 0000927016-03-000438 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030207 GROUP MEMBERS: BRION B. APPLEGATE GROUP MEMBERS: KEVIN J. MARONI GROUP MEMBERS: MICHAEL J. KENNEALY GROUP MEMBERS: NEAL M. DOUGLAS GROUP MEMBERS: RANDY J. HENDERSON GROUP MEMBERS: ROBERT NICHOLSON GROUP MEMBERS: SPECTRUM EQUITY ASSOCIATES IV, L.P. GROUP MEMBERS: SPECTRUM EQUITY INVESTORS IV, L.P. GROUP MEMBERS: SPECTRUM EQUITY INVESTORS PARALLEL IV, L.P. GROUP MEMBERS: SPECTRUM IV INVESTMENT MANAGERS' FUND, L.P. GROUP MEMBERS: VICTOR E. PARKER GROUP MEMBERS: WILLIAM P. COLLATOS SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NETSCREEN TECHNOLOGIES INC CENTRAL INDEX KEY: 0001088454 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 770469208 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-78001 FILM NUMBER: 03543733 BUSINESS ADDRESS: STREET 1: 350 OAKMEAD PARKWAY CITY: SUNNYVALE STATE: CA ZIP: 94085 BUSINESS PHONE: (408) 730-6000 MAIL ADDRESS: STREET 1: 350 OAKMEAD PARKWAY CITY: SUNNYVALE STATE: CA ZIP: 94805 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: COLLATOS WILLIAM P CENTRAL INDEX KEY: 0001006420 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 019442053 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ONE INTERNATIONAL PLACE STREET 2: 29TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174644600 MAIL ADDRESS: STREET 1: ONE INTERNATIONAL PLACE STREET 2: 29TH FL CITY: BOSTON STATE: MA ZIP: 02110 SC 13G/A 1 dsc13ga.txt SCHEDULE 13 G/A ---------------------------- / OMB APPROVAL / /----------------------------/ / OMB Number: 3235-0145 / / Expires: December 31, 2005 / / Estimated average burden / / hours per response ... 11 / ---------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* NetScreen Technologies, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 64117V10 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2002 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [_] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 8 pages AMENDMENT NO. 1 TO SCHEDULE 13G Item 1(a). Name of Issuer: NetScreen Technologies, Inc. (the "Issuer") -------------- Item 1(b). Address of Issuer's Principal Executive Offices: 350 Oakmead ----------------------------------------------- Parkway, Sunnyvale, CA 94085 Item 2(a). Name of Person Filing: This statement is filed by Spectrum Equity --------------------- Investors IV, L.P. ("SEI IV"), Spectrum Equity Investors Parallel IV, L.P. ("SEI Parallel IV"), Spectrum IV Investment Managers' Fund L.P. ("Spectrum IV IMF"), Spectrum Equity Associates IV, L.P. ("SEA IV"), and Messrs. Brion B. Applegate, William P. Collatos, Neal M. Douglas, Randy J. Henderson, Michael J. Kennealy, Kevin J. Maroni, Robert Nicholson and Victor E. Parker, each of whom is a general partner of SEA IV. The persons named in this paragraph are sometimes referred to herein individually as a "Reporting Person" and collectively as the "Reporting Persons." Item 2(b). Address of Principal Business Office or, if None, Residence: The ----------------------------------------------------------- principal business office of SEI IV, SEI Parallel IV, Spectrum IV IMF, SEA IV, William P. Collatos, Kevin J. Maroni and Robert Nicholson is One International Place, 29/th/ Floor, Boston, Massachusetts, 02110. The principal business office of Brion B. Applegate, Neal M. Douglas, Randy J. Henderson and Victor E. Parker is 333 Middlefield Road, Suite 200, Menlo Park, California, 94025. The principal business office of Michael J. Kennealy is Suite 3, Sixth Floor, Berkeley Square House, Berkeley Square, London, W1X 6JP, England. Item 4. Ownership. --------- Not Applicable Item 5. Ownership of Five Percent or Less of a Class. -------------------------------------------- Each Reporting Person has ceased to own beneficially more than 5% of the outstanding Common Stock of the Issuer. All other items reported on the Schedule 13G filed with the Securities and Exchange Commission on February 14, 2002 and filed on behalf of the Reporting Persons with respect to the Common Stock of the Issuer remain unchanged. Page 2 of 8 pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 7, 2003 SPECTRUM EQUITY INVESTORS IV, L.P. By: Spectrum Equity Associates IV, L.P. Its Sole General Partner By: * --------------------------------- General Partner SPECTRUM EQUITY INVESTORS PARALLEL IV, L.P. By: Spectrum Equity Associates IV, L.P. Its Sole General Partner By: * --------------------------------- General Partner SPECTRUM IV INVESTMENT MANAGERS' FUND, L.P. By: * -------------------------------------- General Partner SPECTRUM EQUITY ASSOCIATES IV, L.P. By: * -------------------------------------- General Partner * ------------------------------------------ Brion B. Applegate * ------------------------------------------ William P. Collatos * ------------------------------------------ Neal M. Douglas Page 3 of 8 pages * ----------------------------------------- Randy J. Henderson * ----------------------------------------- Michael J. Kennealy * ----------------------------------------- Kevin J. Maroni * ----------------------------------------- Robert Nicholson * ----------------------------------------- Victor E. Parker *By: /s/ Andrew W. Kurzon ----------------------------------- Andrew W. Kurzon, As Attorney-in-Fact - -------------------------------------------------------------------------------- *This Amendment No. 1 to Schedule 13G was executed by Andrew W. Kurzon pursuant to the Power of Attorney attached hereto as Exhibit II. Page 4 of 8 pages Exhibit I AGREEMENT Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, the undersigned hereby agree that only one statement containing the information required by Schedule 13G need be filed with respect to the beneficial ownership by each of the undersigned of shares of stock of the Issuer. Date: February 7, 2003 SPECTRUM EQUITY INVESTORS IV, L.P. By: Spectrum Equity Associates IV, L.P. Its Sole General Partner By: * ---------------------------------- General Partner SPECTRUM EQUITY INVESTORS PARALLEL IV, L.P. By: Spectrum Equity Associates IV, L.P. Its Sole General Partner By: * ---------------------------------- General Partner SPECTRUM IV INVESTMENT MANAGERS' FUND, L.P. By: * --------------------------------------- General Partner SPECTRUM EQUITY ASSOCIATES IV, L.P. By: * --------------------------------------- General Partner Page 5 of 8 pages * ------------------------------------------- Brion B. Applegate * ------------------------------------------- William P. Collatos * ------------------------------------------- Neal M. Douglas * ------------------------------------------- Randy J. Henderson * ------------------------------------------- Michael J. Kennealy * ------------------------------------------- Kevin J. Maroni * ------------------------------------------- Robert Nicholson * ------------------------------------------- Victor E. Parker *By: /s/ Andrew W. Kurzon ------------------------------------- Andrew W. Kurzon, As Attorney-in-Fact - -------------------------------------------------------------------------------- *This Agreement was executed by Andrew W. Kurzon pursuant to the Power of Attorney attached hereto as Exhibit II. Page 6 of 8 pages Exhibit II POWER OF ATTORNEY ----------------- February 26, 2001 KNOW ALL MEN BY THESE PRESENTS, that each person whose signature appears below hereby constitutes and appoints Andrew W. Kurzon, his true and lawful attorney-in-fact, with full power of substitution, to sign any and all instruments, certificates and documents that may be necessary, desirable or appropriate to be executed on behalf of himself as an individual or in his capacity as a general partner of any partnership, pursuant to section 13 or 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and any and all regulations promulgated thereunder, and to file the same, with all exhibits thereto, and any other documents in connection therewith, with the Securities and Exchange Commission, and with any other entity when and if such is mandated by the Exchange Act or by the By-laws of the National Association of Securities Dealers, Inc., granting unto said attorney-in-fact full power and authority to do and perform each and every act and thing necessary, desirable or appropriate, fully to all intents and purposes as he might or could do in person, thereby ratifying and confirming all that said attorney-in-fact, or his substitutes, may lawfully do or cause to be done by virtue hereof. This Power of Attorney may be executed in one or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same Power of Attorney. [Remainder of Page Intentionally Left Blank] Page 7 of 8 pages IN WITNESS WHEREOF, this Power of Attorney has been signed as of the date first set forth above. /s/ Brion B. Applegate ------------------------------------------- Brion B. Applegate /s/ William P. Collatos ------------------------------------------- William P. Collatos /s/ Neal M. Douglas ------------------------------------------- Neal M. Douglas /s/ Randy J. Henderson ------------------------------------------- Randy J. Henderson /s/ Michael J. Kennealy ------------------------------------------- Michael J. Kennealy /s/ Kevin J. Maroni ------------------------------------------- Kevin J. Maroni /s/ Robert Nicholson ------------------------------------------- Robert Nicholson /s/ Victor E. Parker ------------------------------------------- Victor E. Parker Page 8 of 8 pages -----END PRIVACY-ENHANCED MESSAGE-----